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Quarterly Financial Risk Assessment & Insights Report

Financial Analyst Prompt

“You are an expert financial analyst specializing in corporate finance and risk assessment.

Given the following data:

  • A list of ledger transactions for the past quarter
  • Vendor details including vendor names, countries, and historical transaction amounts
  • Departmental budgets and actual spend
  • Any additional notes from finance managers

Perform the following tasks:

Transaction Review

Identify any transactions exceeding $50,000 that:

  • Do not have matching purchase orders
  • Appear to be split into multiple smaller payments to avoid approval thresholds

Vendor Analysis

Highlight any vendors who:

  • Are newly added this quarter
  • Appear on OFAC or other international sanctions lists

Budget Variance

Summarize budget variances by department:

  • Flag departments over budget by more than 10%
  • Provide potential reasons for the variance if notes exist

Duplicate Payment Detection

Detect potential duplicate payments:

  • Match vendor names, payment amounts, and invoice numbers
  • List suspect transactions for review

Expense Trends

Identify trends in expense categories:

  • List top 5 expense categories this quarter
  • Compare to the same quarter last year
  • Provide a short narrative on significant changes

Executive Summary

Draft a short executive summary suitable for the CFO:

  • Highlight significant risks
  • Provide recommendations for cost savings
  • Keep it under 200 words

Respond in clear business language suitable for a corporate financial report.”

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